As a SANDLAPPER rep, it is important that you have tools at your fingertips. In this portal, you will find three major “tools” or topics for your use: Compliance, Business and Products. Just click on the topic below that you are interested in and browse away.
In the Compliance arena, you will find SANDLAPPER’s Written Supervisory Procedures, required forms and answers to some of the hot topics to help you comply with the ever changing securities environment.
Under Business, you will find SANDLAPPER’s new account procedures, required client forms, and guidance for understanding submission procedures and utilizing Repertoire.
Find out information on what products are currently available or request due diligence reviews for new products not currently on SANDLAPPER’s platform
This portal is for your benefit. Feedback is always welcome on how to improve it for all registered reps’ benefit.
Please email firstname.lastname@example.org with suggestions.
Looking to setup your email on your phone or iPad…here are the instructions.